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Research integrity · publishing

Responsible research publication: duties before submission

Before submission, content, contributions, evidence, rights and declarations must align. A responsible pre-submission review therefore looks beyond proofreading: it tests authorship, source attribution, the path behind results, competing interests and the route for correcting a later error.

Page ID INT-06 Sources checked 4 September 2026

Submission is an act of accountability

Submitting a dissertation, article, conference paper or report confirms that this version may be assessed as your scholarly work. Responsibility cannot be delegated to software, an editor or a supervisor. Every named author should understand their contribution; data must be used lawfully; and each conclusion should stay within the evidence that supports it.

The DFG Code links authorship to a genuine, identifiable contribution and approval of the final version. ALLEA frames integrity through reliability, honesty, respect and accountability. These principles become practical when the final check asks for evidence rather than reassurance. For each item, point to a file, section, declaration or confirmed agreement.

Pre-submission integrity checklist

  1. Freeze the version: record filename, date and a unique version or checksum for the exact submission.
  2. Align the study: ensure abstract, methods, results and conclusion describe the same question and analysis.
  3. Trace sources: follow borrowed claims to their locations and reconcile citations with the bibliography both ways.
  4. Trace results: connect central findings to original material, processing, analysis and recorded decisions.
  5. Review figures: verify creator, data source, processing, caption, licence and any required permission.
  6. Confirm authorship: record each contribution, share the final version and retain agreement to submit.
  7. Disclose assistance: describe advice, editing, translation, code, materials and technological or AI assistance as required.
  8. Declare interests: follow the venue’s policy for financial, personal and institutional relationships.
  9. Confirm ethics and privacy: check consent, approvals, anonymisation and permissible sharing for this project.
  10. Reveal overlap: identify previous, parallel or partially overlapping outputs and cite them accurately.
  11. Balance findings: retain negative, conflicting and uncertain results rather than manufacturing a smooth narrative.
  12. Prepare correction: note the contact, evidence and procedure needed if a material error appears later.

Separate authorship from acknowledgement

Authorship is not a reward for seniority, funding or general supervision. A material scholarly contribution should be identifiable, and named authors should engage with the final text, approve it and accept appropriate responsibility. The CRediT taxonomy describes roles such as methodology, data curation, software, visualisation and writing. It does not by itself determine who qualifies as an author; disciplinary standards and venue policies still apply.

Discuss roles early and revisit them before submission. Record changes when someone undertakes additional analysis or withdraws from drafting. Limited assistance can be acknowledged with permission. Ghost authorship and honorary authorship distort accountability. Where agreement cannot be reached, seek confidential advice from an ombudsperson or integrity office before submission.

Examine the publication venue

Read the journal’s, repository’s or examinations office’s original instructions. Review scope, peer review, fees, rights, data policy, correction policy and declarations. A polished website does not prove editorial quality. COPE publishes principles of transparency and good publication practice, but even reference to a recognised framework does not remove the need to assess the actual venue.

Do not submit one manuscript to multiple journals simultaneously where their policies prohibit it. Declare related preprints, conference versions and chapters. Reusing your earlier text can create attribution, novelty and licensing problems. Cite relevant previous work, explain overlap and ask the editor in writing when the boundary is unclear.

Data, materials and reuse

A data availability statement must be accurate. Do not expose personal or confidential data in the name of openness. Explain what is public, controlled-access or unavailable and why. Shared files require meaningful names, a version, licence, variable description and connection to reported findings. A persistent identifier supports discovery but does not replace documentation or permission.

Check that the manuscript names the exact archived version. Remove temporary comments and metadata that expose sensitive information. Retain a lawful internal evidence set. Data-management, open-access and repository requirements vary by institution, funder, field and consent; general recommendations cannot override those constraints.

Integrity continues after submission

Answer queries accurately and do not change data or analysis without a recorded reason. In revisions, preserve which amendment answers which reviewer point. If you discover a substantial error, contact the responsible body promptly, describe its reach and provide corrected evidence. Whether the outcome is a correction, withdrawal or another measure depends on the case and belongs to the venue or institution.

Store the submitted version, receipt, declarations, contribution matrix and relevant correspondence together. This establishes what was actually assessed. A similarity report can identify passages for review, but it cannot decide authorship, rights or publication ethics. Each match requires contextual human judgement.

Add a one-page submission record naming the venue, time, manuscript version, related data version, declared interests, confirmed contributors and unresolved queries. Before sending, verify that attachments belong together and contain no forgotten comments, tracked changes or personal metadata. This final package review prevents an otherwise responsible manuscript being undermined by an obsolete table, wrong file or missing declaration.

Independent cross-check: Ask a knowledgeable person who was not responsible for packaging to compare the cover page, submission record, contribution matrix and data-availability statement. They need not review the entire paper. This focused check can expose inconsistent author names, obsolete version labels, mismatched roles or a data link pointing to the wrong analysis. Date the finding and correction. In a team, every named author should then approve the corrected final version. If a requirement remains uncertain, put the precise question to the venue’s official contact and retain the reply. Neither present an assumed requirement as settled policy nor ignore it silently. This modest independent review protects the interfaces where individually sound components can still form an inconsistent submission.

Boundary: This checklist is general guidance. Assessment rules, ethics approval, contracts and the selected venue’s current policies are authoritative.

Official sources

  1. DFG Code of Conduct for Safeguarding Good Research Practice.
  2. Committee on Publication Ethics: Core Practices.
  3. CRediT: Contributor Roles Taxonomy.